The Emergence of the Internet
First, it is important to gain a basic
understanding of what the internet is and how it originated. In short,
the Internet is nothing more than a network of computer networks.13
It was created in 1969 as a Department of Defense experiment designed to
maintain stable networked links between computers in the event of a nuclear
attack.14 In order to achieve this objective, the Pentagon enlisted computer
scientists to build a system that would allow an infinite number of computers
to convey information without any single computer serving as a go-between.15
Due to the concern that a centralized computer system would be vulnerable
to nuclear attack, a decentralized system was necessary.16
Ultimately, the Department of
Defense succeeded in establishing a computer system which could trade information
from remote locations.17 Although the project started with a small
number of locations, it was quickly recognized as a effective research
and communications device. Therefore, the utilization of the project
came to include universities and corporations.18 As the project developed,
it was refined and became known as the Internet.19
Today, very few individuals are unaware of the
computer generated phenomenon known as the internet20---the global communications
network connecting a "virtual community" of tens of millions of users.21
In fact, it is difficult for one to browse through a newspaper, turn on
the television, listen to the radio, or watch very many advertisements
without coming across a web address or a other reference to this omnipresent
computing sensation. As the public's use and awareness of the internet
continues to grow, the opportunities this medium presents appear to be
both numerous and unlimited.22
Although internet commerce really
did not take off until about five years ago,23 its impact has already been
phenomenal. This electronic medium has radically and irreversibly
altered the societal landscape by providing a relatively inexpensive way
to obtain information and communicate with others. In one way or
another, the internet has affected--or will affect--all of our lives in
ways both intricate and unforeseeable.24
The internet's astounding growth has certainly
caused a good deal of interest in the commercial community. Once
used primarily by hobbyists or members of the military or academia, the
internet (or, the "net" as it is commonly referred to) now belongs
to everyone: the companies that sell goods and services, the individuals
who can connect to the internet from their home, as well as organizations
using the it as a conduit for their private communications.25 Businesses
have come to understand how critical it is to communicate with the ever-changing
marketplace which has become global in scale. It appears as if companies
are doing whatever they can to make sure they are not left behind.26
The following statistic illustrates why this is the case: the value of
goods and services traded on-line is expected to reach $327 billion by
the year 2000.27 Obviously, this is a considerable amount of consumer
spending, and on-line purchasing is only expected to increase in the foreseeable
future.
Similarly, the legal community has attempted to
keep pace with the internet's coming of age. The United States Supreme
Court announced in Reno v. American Civil Liberties Union,28 that "[t]he
Internet is a unique and wholly new medium of worldwide communication."
To that end, some lawyers and law firms have already attempted to capitalize
upon the Internet's growth and seemingly limitless potential.
For instance, over the past three years, a growing
number of lawyers have embraced this new tool by using e-mail and establishing
Web sites to reach existing clients, potential clients, and various other
legal professionals.29 While one might easily be able to see how
a web site could attract potential clients, how could it benefit other
legal professionals? One possibility might be when an attorney from
one state is seeking local counsel in another jurisdiction in some sort
of multi-state litigation. Another plausible context might occur
when an attorney has links to articles he or she has written that someone
else might find interesting or useful in their practice. With all
of the benefits the net provides, one would expect to see a rise in the
number of attorneys/firms seeking a presence on the web. Is this
the case?
According to the National Law Journal's 1997 Computer
Survey, almost two-thirds of the largest U.S. law firms now have their
own Web sites.30 In addition, from 1996 to 1997, the two-hundred
and fifty largest law firms experienced a seventy percent increase in their
presence on the World Wide Web.31 Although these figures only take
the nation's largest law firms into account, it is hard to imagine why
any attorney who supports lawyer advertising would not want a web presence.
Moreover, the relatively inexpensive cost makes this a realistic possibility.
Indeed, there seems to be a clear indication that the explosion of internet
commerce has extended to the legal profession as well.32 Nevertheless,
the rules regulating lawyer advertising have not kept pace with the significant
portion of the legal profession that wants to utilize this unique form
of communication.
At this point, it may be important to mention that
regulations pertaining to lawyer ethics are adopted and enforced on a state-by-state
basis.33 Some states have used the Model Rules of Professional Conduct
as their guide for establishing an ethical code, while others--including
Iowa--have based them on the Model Code of Professional Responsibility.34
Notwithstanding the origin of each states' ethical regulations, the existing
rules were crafted to address more traditional forms of advertising, such
as print materials, newspaper advertisements, yellow pages, radio spots
and even local television advertisements.35 Indeed, there is not
an express statement in either the Model Code or the Model Rules that addresses
internet advertising, and very few states have taken it upon themselves
to speak to attorney advertising via this modern medium either.
Still, the law of lawyer advertising is gradually
changing as the courts and the profession review and rethink the current
ethical standards in this area. In the end, however, if the ethics
committees do not consider changes or clarifications on their own, the
internet's increasing presence, as well as lawyer demand for its use in
disseminating information, will surely require the various state bar committees
to consider how this new medium fits within the framework of the
laws they are duty bound to protect and uphold. But in order to properly
chart a course for the future of attorney advertising, the committee members
will need to have a firm understanding of what the law used to be, where
it currently stands, and how policy considerations helped shape the Supreme
Court's decisions.
Attorney Advertising: A Historical Perspective
In colonial America, it was often the case that
quality goods and services were quite limited. In addition, competition
was sparse in many segments of the marketplace, so a seller needed only
to convey information regarding availability of a product or service in
order to attract buyers.36 Still, the lack of rivalry among sellers
of goods and providers of services would not last for long. As competition
increased, the simple disbursement of information regarding accessibility
was no longer adequate to sell a product or service. Distinguishing
characteristics such as price and quality had to be shared to attract clientele.
This, in turn, created the need for persuasion.37
By the end of the nineteenth century some advertisers
were making inordinate claims about their products or services with relative
impunity since no legal sanctions existed against such assertions.38
As misinformation in advertising increased, the need to develop legal means
for dealing with the deception became readily apparent.39 As a result,
government regulation of commercial advertising expanded in the twentieth
century with states enacting statutes and implementing regulations which
significantly restricted business advertising.40 While regulating
commercial advertising clearly had First Amendment41 implications, states
chose this course of action with the view that business advertising was
simply another form of economic activity subject to governmental regulation.42
In fact, until the mid-1970's the majority of courts
upheld such limitations on advertising under the theory that "purely commercial
advertising" was unprotected by the First Amendment.43 For example,
in Valentine v. Chrestensen,44 the United States Supreme Court considered
the constitutionality of a complete ban on the distribution of handbill
advertisements that did not contain any form of political speech.
The Court held that "the First Amendment imposes no restraint of government
as respects purely commercial advertising."45
The legal profession would not escape increased
regulation in the area of advertising. In 1908, the American Bar
Association (ABA) adopted a formal ban on lawyer advertising and solicitation
in the original Canons of Ethics.46 While some researchers and commentators
have presumed that the ban on advertising was one of several methods used
by the organized bar in the early part of the twentieth century to limit
entry into the profession and restrict trade, the American limitation on
solicitation and advertising was, in part, an attempt to prevent certain
social evils.47 For example, there was considerable concern regarding
the consequences of overreaching (i.e., face to face solicitation).48
Furthermore, the 1908 ban was also justified on the ground that solicitation
and advertising were simply unnecessary.
Even though industrialization resulted in the expansion
of urban centers, at the beginning of the twentieth century a majority
of attorneys were still general practitioners in smaller communities, where
legal services were provided in a one-on-one relationship between people
who knew each other in the community.49 As the century progressed,
however, communities grew in size, lawyers became more specialized, law
and regulations touched a larger part of the public's daily activities,
and the public's need for information about attorneys increased.
Nevertheless, the limitations on advertising remained.
Even today, the freedom of speech is not viewed as an absolute right,50
although it is recognized as being "in a preferred position".51 In
spite of that, since it is not an absolute right and therefore subject
to judicial balancing, certain circumstances exist in which free expression
must yield to other interests important to society.52 Yet in those
circumstances where the state identifies a valid governmental interest
and regulation is justified, the means employed can not "broadly stifle
fundamental personal liberties when the end can be more narrowly achieved.
The breadth of legislative abridgment must be viewed in the light of less
drastic means for achieving the same basic purpose."53 Therefore,
in pursuing a valid governmental interest, the state must use regulatory
mechanisms that are "the least restrictive" of free speech.54
A great deal of attention has
been devoted to what specifically constitutes "commercial speech".55
While theories differ as to its precise definition, commercial speech is
generally thought of as "speech of any form that advertises a product or
service for profit or for business purpose."56 Advertising that falls
within this definition of commercial speech has historically been subjected
to substantial regulation.57 As previously mentioned, until the mid-1970's
the majority of courts upheld limitations on advertising in the business
arena under the theory that "purely commercial advertising" was unprotected
by the First Amendment.58
The commercial speech doctrine
was given its broadest interpretation in the 1971 case of Capital Broadcasting
Co. v. Mitchell.59 In Capital Broadcasting, the United States Supreme
Court affirmed a three-judge district court decision that upheld a ban
on the advertising of cigarettes on electronic communication mediums regulated
by the FCC.60 In examining the advertising ban the district court
stated that "[i]t is established that product advertising is less vigorously
protected than other forms of speech," further commenting that "Congress
has the power to prohibit the advertising of cigarettes in any media."61
The district court dismissed the argument that the First Amendment protects
the circulation of information concerning lawfully sold products, and therefore
upheld the ban on the advertising of cigarettes. In a troubled dissent,
it was stated that the "theory of free speech is grounded on the belief
that people will make the right choice if presented with all the points
of view on a controversial issue."62 The dissent also noted that
"the First Amendment does not protect only speech that is healthy and harmless,"
since the majority urged a content analysis test.63 This situation
has led some legal scholars to ask the following question: What was to
stop Congress from prohibiting the truthful advertising of anything it
found to be harmful?64
In trying to determine whether
speech was commercial, courts attempted to determine if the speech was
"purely commercial" advertising that merely proposed some sort of business
transaction, or whether it also asserted an editorial position on matters
of social or political concern.65 The fundamental difficulty with
this analysis, however, was the fact that the First Amendment makes no
explicit differentiation between commercial and noncommercial speech.66
If one assumes that an intrinsic part of every communication is some expression
of ideas or values, drawing apparent distinctions to characterize
speech is a troublesome proposition. In the mid-1970's, the Supreme
Court considered a number of commercial speech cases which basically resulted
in First Amendment protection for commercial speech and resolved the difficult
issues the dissent alluded to in Capital Broadcasting v. Mitchell.67
In 1976 the United States Supreme
Court decided Virginia State Board of Pharmacy v. Virginia Citizens Consumer
Council, Inc.68, which was the first of numerous decisions to pronounce
that commercial speech is entitled to partial First Amendment protection
due to its informational value to individual consumers and the public at
large.69 Speaking to the issue of commercial speech and the regulation
of professionals, the Court in Virginia Pharmacy invalidated a state statute
that forbid licensed pharmacists from advertising the prices of prescription
drugs.70 The idea to be communicated was "I want to sell you X drug
at Y price." Clearly, this involved "pure" commercial speech.
In applying a balancing test, the Court noted that
pharmacists had a legitimate economic interest in the unregulated advertising
of prescription drugs and that consumers had a strong interest in the uninhibited
flow of commercial information.71 With regard to this commercial
information, the Court concentrated on the relationship between commercial
and political speech and noted that the particular consumer's interest
in such commercial information "may be as keen, if not keener by far, than
his interest in the day's most urgent political debate."72 Still,
in concluding that commercial speech was entitled to some protection, the
Court did not hold that it could never be regulated under any circumstances.
Tipping its hand for how it might decide future cases, the Supreme Court
also noted that "the special problems of electronic broadcast media are
not in this case."
On the other hand, the state
contended (obviously unsuccessfully) that its desire to maintain "a high
degree of professionalism" among pharmacists would indirectly result in
the protection of the consumer's health.73 The Court rejected this
argument, finding that an advertising ban did not guarantee professionalism.
In reality, the ban only served to keep the state of Virginia's consuming
public in the dark on certain costs.74 As a result, the public's
First Amendment interest in the free flow of honest and forthright information
about a lawful commercial activity outweighed the state's asserted interest
in maintaining professionalism among licensed pharmacists.75 The
Supreme Court held that a state may not place a comprehensive ban on the
"dissemination of concededly truthful information about entirely lawful
activity, fearful of that information's effect upon its disseminators and
its recipients."76
Thus, the Court realized that
political and commercial speech both played important roles in providing
the public with necessary and useful information.77 While political
speech lies at the heart of the First Amendment's protection, the First
Amendment protection afforded commercial speech grew from the realization
that the ultimate value gleaned from political speech is also found in
commercial speech.78 Still, the Court failed to afford commercial
speech the same level of protection given political speech, despite the
lack of meaningful distinction between the two.79 Therefore, while
commercial speech is afforded refuge under the First Amendment, it still
does not benefit from the full First Amendment protection of political
speech.
Even after Virginia Pharmacy, there was still some
doubt about whether this new doctrine would apply to commercial communications
by lawyers. The Court conscientiously confined its decision to the
facts of the case before it, specifically stating that its holding regarding
the advertising of products sold by pharmacists might not apply equally
to the regulation of advertisements of legal services by attorneys.80
The Court distinguished the advertising of doctors and lawyers from pharmacists
in that the former provide a variety of services which have the "enhanced
possibility for confusion and deception" should advertising be attempted.81
The theory was that pharmacists peddled a more standardized product.
As a result of the Court's dicta in Virginia Pharmacy, there was considerable
uncertainty about whether the Court would extend equivalent protection
to advertising by attorneys.82
This hesitancy did not last
for long. The United States Supreme Court unshackled commercial speech
by attorneys in the landmark case of Bates v. State Bar of Arizona.83
In this case the Court considered whether the extension of First Amendment
protection to commercial speech announced in Virginia Pharmacy applied
to the regulation of advertising by attorneys. In Bates, two lawyers
formed a legal clinic with the intention of offering their services at
a modest fee. By concentrating on routine matters such as uncontested
divorces, adoptions, and simple personal bankruptcies, they hoped to achieve
some measure of success.84 Soon after opening, the two attorneys
felt that the need for an expanded and regular flow of business required
an improved ability to communicate with potential clients.
In a 5-4 decision, the Bates Court claimed that
state bans on lawyer advertising were unconstitutional infringements on
the First Amendment commercial free speech rights of lawyers to communicate
their services and the rights of individuals to gain that information.
More specifically, the Court held that states could not ban lawyers from
advertising the price of "routine" legal services.85 While at first glance
this holding may seem like a logical extension of Virginia Pharmacy, a
dissent of four recognized the difference between regulating advertising
of tangible products and professional services. Nonetheless, the
genie was out of the bottle. What follows are some of the critical
"attorney advertising" cases that followed the controversial decision in
Bates.
In Ohralik v. Ohio State Bar Association,86 the
Supreme Court established a rather bright line rule which permits States
to prohibit personal contacts completely, in part based upon the difficulty
of regulating the content of the discussions. The Court held that
face-to-face solicitation could be banned because it was likely to involve
fraud, intimidation or overreaching and was not subject to scrutiny by
the Bar or the public.87
In 1980, the Supreme Court handed down a decision
that helped make clear the degree to which commercial speech would be afforded
constitutional protection. In Central Hudson Gas & Electric v.
Public Service Commission,88 a case that did not involve attorney advertising,
a utility company contested an order of the New York Public Service Commission
that prohibited any promotional advertising that might tend to inspire
the use of electricity.89 Arguing to uphold the order, the Commission
claimed that the State had an interest in energy conservation and the preservation
of fair utility rates that legitimized the ban on advertising.90
The Central Hudson Court undertook a fact-specific
evaluation of the Commission's repressive order, and thereafter formulated
a four-part test to be employed in cases involving commercial speech restrictions.
First, the speech under consideration must not involve unlawful activity
nor be misleading.91 Second, the limitation on commercial speech
must serve a "substantial" governmental interest. Third, the rule
or statute must directly advance the stated governmental interest.
Finally, the regulation must be "no more extensive than is necessary to
serve that interest."92 The fourth element of the Central Hudson
test came to be known as the "least restrictive" means analysis, whereby
a state would be required to show that any hindrance upon commercial speech
was by the least restrictive means available to protect the governmental
interest. Absent such a showing, the restriction would not pass constitutional
examination.93
Ultimately, the Central Hudson
Court held that the Commission's prohibition violated the First Amendment
because it failed to show that a more limited regulation on speech would
not protect the state's interest. Therefore, the rule failed under
the fourth prong because all advertising was restricted without any showing
that a less burdensome restriction would not adequately further the interest
of energy conservation.94 The principle of "least restrictive means,"
as presented in Central Hudson, was followed until 1989, when the Supreme
Court redefined its position for analyzing limitations placed on commercial
speech.95 Still, in the lawyer commercial speech cases reviewed by
the Court in the 1980's, the "least restrictive means" framework played
a prominent role.96
The line of analysis announced
a few years earlier in Ohralik was reinforced in the case of In re R.M.J.,97
when the Supreme Court allowed direct mail advertising because it, like
advertising in the public media, could be supervised and scrutinized by
the Bar. This case also gave the Court an opportunity to utilize
the four-part Central Hudson test in an attorney advertising context.98
In addition to publishing a prohibited advertisement, the lawyer in R.M.J.
mailed a letter announcing the opening of his new office to individuals
with whom he had no personal or professional ties. This practice
was not permitted by Missouri's disciplinary rules. Even though the
attorney sent a letter to people who did not fall within the rules' specifically
delineated categories, there was no indication of unseemliness surrounding
the actual substance of the announcement cards that were mailed.99
Considering the matter before
it, the Court was unable to find the attorney's speech to be "inherently
misleading, or that restrictions short of an absolute prohibition would
not have sufficed to cure any possible deception."100 Furthermore,
the Court stated that while "[m]ailings and handbills may be more difficult
to supervise than newspapers...[t]here is no indication that an inability
to supervise is the reason the State restricts the potential audience of
announcement cards. Nor is it clear that an absolute prohibition
is the only solution."101 The Court suggested that the State could
exercise reasonable supervision over mailings by requiring a copy of all
general mailings to be filed with the Advisory Committee.102 Therefore,
the Court held that the state's strict regulation of language used in advertising
and its absolute prohibition against mailing announcement cards to individuals
outside of specifically delineated classifications violated the protections
afforded by the First Amendment.103
In the 1985 case of Zauderer
v. Office of Disciplinary Counsel of the Supreme Court of Ohio,104 the
Court again addressed the regulation of commercial speech by attorneys,
striking down a ban against truthful and nondeceptive print advertisements
aimed at persons with specific legal problems and containing legal advice.105
The Zauderer Court favorably
cited Bates and R.M.J., claiming that since the state did not provide any
justification for the content-based limitations on the attorney's speech,
the regulations would not withstand First Amendment scrutiny.106
Again, the four-prong test announced in Central Hudson was applied to determine
whether the lawyer's commercial speech was worthy of constitutional protection.107
In its analysis, the Court determined that two prohibitions were clearly
impermissible: 1) prohibitions on solicitation of legal business through
advertisements containing advice and information concerning specific legal
problems, and 2) prohibitions against the use of illustrations in advertising.108
Again, the state had failed to meet its burden by failing to demonstrate
that the prohibition on advertising directly advanced substantial state
interests by the least restrictive means available.109
In essence, the Supreme Court
held that an attorney may not be disciplined for the solicitation of legal
business through print advertising that contains truthful, nondeceptive
information and advice about the legal rights of potential clients.110
Moreover, the Court's opinion indicated that advertising that renders information
about legal rights to individuals who might otherwise be shut off from
effective access to the legal system is more valuable than many other forms
of advertising.111
Zauderer and R.M.J., read in
conjunction, made it clear that the telling distinction was between those
advertisements and solicitations that are subject to Bar supervision and
are conducive to reflection and an exercise of choice on the part of the
client, and those that do not.
The 1988 case of Shapero v. Kentucky State Bar
Association112 affirmed this summary of prior cases. In that case,
a member of the Kentucky Bar applied to that state's Attorney Adverting
Commission for approval of a letter that he proposed to send to potential
clients known to face specific legal problems.113 Although the Commission
did not find the letter to be false or misleading, it declined to approve
it on the ground that a then-existing Kentucky Supreme Court Rule prohibited
the mailing or delivery of written advertisements "precipitated by a specific
event...involving or relating to the addressee...as distinct from the general
public."114 Obviously, the concern is that such solicitation subjects
the prospective client to pressure from trained professional in a direct
and personal way. When the potential client may be feeling overwhelmed
by the situation which caused the need for the specific legal services,
he or she may have seriously impaired capacity for good judgment and sound
reasoning. When an individual is in such a condition, the possibility
of undue influence, overreaching and intimidation is readily apparent.
Still, Justice Brennan, writing
the majority opinion for the Shapero Court, stated that "a particular potential
client will feel equally 'overwhelmed' by his legal troubles and will have
the same 'impaired capacity for good judgment' regardless of whether a
lawyer mails him an untargeted letter or exposes him to a newspaper advertisement---concededly
constitutionally protected activities---or instead mails a targeted letter."115
The Court continued, stating that "[t]he relevant inquiry is not whether
there exist potential clients whose "condition" makes them susceptible
to undue influence, but whether the mode of communication poses a serious
danger that lawyers will exploit any such susceptibility" [emphasis added].116
The Shapero Court made clear that "[i]n assessing the potential for overreaching
and undue influence, the mode of communication makes all the difference."117
So, while many individuals consider lawyer advertising
an issue limited to the last twenty-five years, advertising actually was
not prohibited until the American Bar Association's original Canons of
Ethics denounced the practice in 1908.118 Thereafter, most state
supreme courts disallowed lawyer advertising.119 Nonetheless, nearly
seventy years later two U.S. Supreme Court cases quickly eroded this long
standing limitation. In Virginia Pharmacy Board v. Virginia Citizens
Consumer Counsel, Inc.,120 the United States Supreme Court for the first
time extended First Amendment protection to commercial free speech.121
The following year the U.S. Supreme Court held, in Bates v. State Bar of
Arizona,122 that state bans on lawyer advertising were unconstitutional
infringements on the First Amendment commercial free speech rights of lawyers
to communicate their services and the rights of individuals to gain that
information.123 Since Bates, an unresolved debate that focuses on
the appropriate role of commercialism within the legal profession, as well
as the proper regulation of commercial activities, has continued.124
When the U.S. Supreme Court
refused states the right to prohibit attorneys from advertising, the Court
simultaneously created an obligation on the bar to regulate advertising
in ways that assure information flows freely and cleanly.125 The
Court has established a four-part test to direct the constitutional permissibility
of lawyer advertising regulations: 1) the state may prohibit speech that
is false or misleading; 2) if the communications are truthful and non-deceptive,
the state may limit them if the state asserts a substantial governmental
interest; and 3) the regulation under scrutiny directly advances that state
interest; and 4) the regulation is narrowly tailored to achieve the desired
objective.126
Iowa's Response
Prior to the Supreme Court's decision in Bates,
the state of Iowa's canons of ethics--similar to the canons of most jurisdictions
at the time--strictly prohibited any form of attorney advertising.
Interestingly enough, the prohibition was never question for the most part.127
Obviously, this rule could not continue after the holding in Bates.
What was the response? While review of the law and regulations of
all fifty states is beyond the scope of this note, it may be insightful
to examine how a particular jurisdiction has chosen to react. With
that said, the question is raised: how has Iowa responded in the wake of
Bates and its progeny?
To a large degree, the state has adopted the Model
Code of Professional Responsibility. This framework speaks to various
facets of legal ethics, including lawyer advertising and marketing practices.
Nonetheless, the provisions adopted by the Iowa Supreme Court in the area
of advertising are far more restrictive than those expounded in the Model
Code. In fact, it is commonly understood among members of the legal
profession that Iowa has the most restrictive laws in the country when
it comes to attorneys who wish to advertise.
What are these prohibitions? Disciplinary
Rule 2-101(A) of the Iowa Code of Professional Responsibility for Lawyers
states that:
"A lawyer shall not, on the lawyer's own behalf, or that
of a partner, associate, or any other lawyer affiliated with the lawyer
or the lawyer's firm, use, or participate in the use of, any form of public
communication which contains any false, fraudulent, misleading, deceptive,
self-laudatory, or unfair statement, which contains any statement or claim
relating to the quality of the lawyer's legal services, which appeals to
emotions, prejudices, likes, or dislikes of a person, or which contains
any claim that is not verifiable." Moreover, "[a]ll such communications
shall contain the following disclosure: 'The determination of the need
for legal services and the choice of a lawyer are extremely important decisions
and should not be based solely upon advertisements or self-proclaimed expertise."
In addition, Disciplinary Rule 2-101(B)(1) provides
that "[l]awyer advertising may be communicated to the public in newspapers,
periodicals, trade journals...and other similar advertising media, published
and disseminated in the geographic area in which the lawyer maintains offices
or in which a significant part of the lawyer's clientele resides, PROVIDED
THAT the publisher agrees in writing to print all the disclaimers required
by these rules in type size not smaller than 9-point on each page bearing
the ad." Additionally, the rule lists nineteen items thought to be
useful to the public, such as your name, address, phone number, field of
practice and so on.128
While it is true that the state of Iowa also permits
the use of electronic media for the dissemination of attorney information,
the limitations are incredibly restrictive. Iowa Disciplinary Rule
2-101(B)(5) states that "[i]nformation permitted by these rules, articulated
only by a single nondramatic voice, not that of the lawyer, and with no
other background sound, may be communicated by radio or television, or
other electronic or telephonic media. In the case of television,
no visual display shall be allowed except that allowed in print as articulated
by the announcer. All such communications, to the extent possible,
shall be made only in the geographic area in which the lawyer maintains
offices or in which a significant part of the lawyer's clientele resides...."
Clearly, this sort of rules eliminates the use of the television as a medium
for all practical purposes. A simple cost/benefit analysis would
surely indicate that it would not be worthwhile for an attorney to pay
for a thirty second television spot with these limitations.
Moreover, it is important to recognize that this
rule--by definition--includes the powerful potential of the internet.
Therefore, under the current state of Iowa law, attorneys subject to Iowa's
disciplinary rules are extremely limited in the type of advertisements
they can publish on the internet. Essentially, they are confined
to what is permitted on the printed page. Is this the proper course
for the state of Iowa? Do the public policy considerations asserted
by the Iowa Supreme Court to justify the conditions placed on television
advertising carry over to the medium of the internet? The case of
Committee on Professional Ethics and Conduct of the Iowa State Bar Association
v. Humphrey, 355 N.W.2d 565 (Iowa 1984), is a critical case in the area
of attorney advertising and helpful in answering the questions just raised.
In Committee on Professional Ethics and Conduct
of the Iowa State Bar Association v. Humphrey, 355 N.W.2d 565 (Iowa 1984)
[hereinafter Humphrey I], an action was brought by the Bar Association
committee to enjoin two lawyers in the same firm from advertising on television.
The facts of the case are fairly straightforward. In September of
1982, two Des Moines attorneys aired advertisements over a Des Moines television
station for a three day period. They did so without seeking prior
approval, since it was their belief that the rule exceeded the standards
outlined by the U.S. Supreme Court. There was no assertion that the
three different ads aired over that three day period were inherently misleading.
Nonetheless, they all violated the Iowa Supreme Court's rule on lawyer
advertising which expressly prohibited television advertisements which
contained background sound, visual displays, more than a single, nondramatic
voice or self-laudatory statements. The television station discontinued
the advertisements following a request from the ethics committee.
That same committee then instituted an action to enjoin the defendants
from using the ads because they clearly violated the Court's professional
canons.
The majority opinion of the Iowa Supreme Court
noted that the U.S. Supreme Court--while not specifically addressing the
use of sound, visual displays, and dramatization--has clearly recognized
the electronic use of those devices as potentially misleading.129
Footnote 3 of the Court's opinion cites the Capital Broadcasting Company
case. It states, in pertinent part, that "[t]he fact is that there
are significant differences between the electronic media and print.
As the court noted in Branzhaf [citations omitted], written messages are
not communicated unless they are read, and reading requires an affirmative
act. Broadcast messages, in contrast, are 'in the air'. In
an age of omnipresent radio, there scarcely breathes a citizen who does
not know some part of a...jingle by heart. It is difficult to calculate
the subliminal impact of this pervasive propaganda, which may be heard
even if not listened to, but it may reasonably be thought greater than
the impact of the written word".130
Indeed, the Unites States Supreme Court has described
the broadcast media as uniquely pervasive or intrusive in several cases.
For instance, in FCC v. Pacifica Foundation, 438 U.S. 726, 748 (1978),
the Court stated that "the broadcast media has established a uniquely pervasive
presence in the lives of all Americans." Further, in Columbia Broadcasting
System, Inc. v. Democratic National Committee, 412 U.S. 94, 127 (1973),
the court claimed that "viewers constitute a captive audience." The
Iowa Supreme Court used these citations, among others, to formulate its
decision in Humphrey I. In the end, the Court found that the state
had a substantial governmental interest in regulating what the Court perceived
as a medium ripe for potential abuse and the means employed were the least
restrictive to accomplish the stated objective.
Unhappy with the outcome, Mr. Humphrey appealed
his case to the United States Supreme Court. Without opinion, the
Supreme Court remanded the case back to Iowa to be decided consistently
with the Zauderer decision, which was decided at approximately the same
time. In Committee on Professional Ethics and Conduct of the Iowa
State Bar Association v. Humphrey, 377 N.W.2d 643 (Iowa 1985) [hereinafter
Humphrey II], the Iowa Supreme Court reiterated that "special problems
do exist in the field of electronic advertising. It was because of
them that we...went to considerable effort to consider and draft our electronic
advertising rule."131 On the basis of the record, the Court stated
that "the situation in electronic advertising lies closer to face-to-face
solicitation (which...can be proscribed) than to printed advertising (which
cannot)".132
In Humphrey II, the court claimed that "[e]lectronic
media advertising, when contrasted with printed advertising, tolerates
much less deliberation by those at whom it is aimed. Both sight and
sound areimmediate and can be elusive because, for the listener or viewer
at least, in a flash they are gone without a trace. Lost is the opportunity
accorded to the reader of printed advertisements to pause, to restudy,
and to thoughtfully consider."133
In addition, the court expressed concern about
the difficulties in policing advertisements via electronic communication.
In footnote 2, the court wrote that because of their elusiveness, "electronic
advertisements are more difficult to police. A printed advertisement
is much easier to document, to trace, and to preserve than an electronic
advertisement."134
Attorney Internet Advertising
As convincing as the previously mentioned arguments
may or may not be in the context of attorney advertising on television,
one must question if the framework the state of Iowa has constructed for
all "electronic" advertising is sufficient. Indeed, many internet
sites are 'multi-media' in the truest sense of the word. The site
content may consist of text, animation, pictures, sound and video."135
Moreover, "the internet provides users with the visual advantages of television
and the interactive benefits of a telephone system. It is this perfect
blend of sight, substance, and access which makes the Internet so appealing
to its users and the private sector."136 But, should attorney advertising
on the internet receive the same treatment as marketing on television?
Is it deserving of its own rule? Again, what animal are we trying
to tame? Would advertising on the internet be more like television
advertising? Or would it be more like print media? In order
to answer these questions, we need to take a look at the justifications
for a distinction.
In Humphrey I, the Iowa Supreme Court agreed with
the U.S. Supreme Court that the electronic use of sound, visual displays
and dramatization has the potential to be misleading. But why is
this the case? What it is about these electronic tools that can lead
to deception? A few ideas are rolled into one here. The Iowa
Supreme Court believes that sound, visual displays and dramatization are
potentially misleading because they both pervasive and intrusive.
In the context of television or radio this is certainly the case.
Once you choose to turn on your television or radio you are at the whim
of the programming director to a certain degree. Assume that you
are watching your favorite "Leave it to Beaver" episode when programming
is suspended for a station break. Bang! There is the ad right
in front of you. It forces itself on you. Obviously, a listener
has the option of leaving the room, turning her television off or selecting
a differnet station, but at least initially, there is no control.
The message is already "in the air". This being the case, the Iowa
Court was concerned with how these messages can affected us subliminally.
Even if the communication is not listened to, it can still be heard.
Although it is difficult to quantify how much this actually affects the
decisions society makes, it could certainly be an area of concern.
Printed advertisements, on the other hand, do not
convey a message unless the ad is read by the potential customer.
This requires an affirmative act on the part of the recipient. You
simply do not have the same fear about a captive audience that you do with
television and radio spots.
How does the internet fit into this distinction?
Undoubtedly, it has to fall on the side of being more like the printed
medium. At this point in the evolution of the internet, it is extremely
rare to find yourself in an area where you did not intend to be.
Sure, there are those examples of where a woman is searching for information
on breast cancer and finds herself staring at the latest Playboy Playmate.
Nonetheless, these instances are far more the exception than the rule.
Even banners--which are the equivalent of an internet billboard--require
the user to "point and click". Clearly, this is an affirmative act.
Furthermore, the internet is premised on the concept
of the search engine. The user simply plugs in a topic of interest
and a list of "hits" appears. In order to view these areas, another
affirmative act (the point and click) is required. Therefore, an
internet user finding himself among lawyer advertisements almost certainly
reached that point on purpose.
In addition, there is not the same concern about
how communications from lawyers might affect the user subliminally.
Again, most individuals at a certain site want to be there. Also,
any sound applications usually require another affirmative act. Finally,
even if this wasn't the case, it is rare that people would have the internet
on in the background.
A second reason that the Iowa Supreme Court distinguished
print advertisements and those on television was because of the inability
to deliberate. Indeed, this is a good argument when discussing televsion,
but it does not hold up when applying the principle to the internet.
To be sure, television and radio ads are elusive. Most spots are
approximately thirty seconds, and if you missed a line or an important
fact, you are unable to go back and listen again.
Needless to say, this is not true of the internet.
Sight and sound are no longer elusive. Unlike other electronic mediums,
the recipient of the information is free to pause, restudy and thoughtfully
consider what had just been seen or heard. Moreover, the user is
able to do this as many times as she prefers. The ability to reflect
and deliberate is simply not a problem with this vehicle of communication.
For this reason, the Supreme Court's concern about
policing is not as strong either. Since the sight and sound is not
elusive, there is ample opportunity to supervise the content of the ads
being published on the web. Further, it would be possible for attorneys
to show the committee the site prior to its being posted. If there
were any problems, these could be addressed prior to publishing.
Finally, some might argue that sounds and images
have the power to manipulate the viewers mind and will. While this
argument might best be left for the psychologists, it is clearly a stronger
argument when the means of electronic communication is the television.
Granted, in a thirty second spot--when there is mush less time for deliberation--bells
and whistles have the potential of diverting attention from the "meat"
of the message. But in the context of the internet, this contention
is much less persuasive. The effect may be the same on the first
go around, but as the ad is continually reflected upon and revisited, the
concerns are likely to vanish. Admittedly, some individuals may be
struck by the impressive nature of a web sites layout, but is this really
all that different than how things exist today. The same people that
are going to be impressed with a "cool" attorney website (if that is not
an oxy-moron), are going to be impressed by dark, oak walls and leather
sofas.
Conclusion
In short, while strong arguments can be made for
the principles the Iowa Supreme Court uses to support its decision in the
area of television advertising, they simply do not hold up upon closer
analysis in the context of attorney internet advertising. As the
committees on professional ethics consider arguments such as these in the
future as they consider amendments or revisions to their respective codes
of ethics, they should consider some of the rationales offered by the United
States Supreme Court.
Recall, Zauderer and In Re R.M.J., read in conjunction
made it clear that the telling distinction in attorney advertising regulation
wasa between those advertisements and solicitations that are subject to
bar supervision and are conducive to reflection and an exercise of choice
on the part of the client, and those that do not. Further, Justice
Brennan, writing for the majority in Shapero, stated that the important
inquiry is whether the mode of communication poses a serious danger ripe
for exploitation by attorneys. "In assessing the potential for overreaching
and undue influence, the mode of communication makes all the difference.
Indeed, if the goal of regulating attorney advertising is to promote rationale,
intelligent and informed decision making, the internet clearly is deserving
of special consideration and its own rule of regulation.
* John M. Perkins is expecting to graduate in May of 1999 from the University of Iowa College of Law.
1 Michael Covington, Ethics and the Internet, Electronics Now, Sept. 1, 1997 (quoting Will Rogers).
2 Richard
N. Stichler, Ethics in the Information Market, in Ethics, Information and
Technology Readings 169 (Richard N. Stichler & Robert Hauptman eds.,
1998).
3 Id.
4 The nearly instantaneous exchange of information is the pitch for this new electronic world, with a mantra of faster, cheaper, better. Similarly, computer manufacturers, stereomakers and software firms like Microsoft have attempted to steer this course for decades. "Information at your fingertips" is what Bill Gates called it as far back as 1990 when it was just an enticing vision. Now, it has become a lucrative reality. See Michael Krantz, Click Till You Drop, Time, July 20, 1998, at 34.
5 Id. at 170; Gale Moore, Reassessing the Social Impacts of New Technology, Canadian Library Journal, Dec. 1987, at 421.
6 Stichler at 170. See generally, Alvin Toffler, Powershift: Knowledge, Wealth, and Violence at the Edge of the 21st Century (1990).
7 Stichler at 170.
8 The Florida Bar: Public & Media Information, Attorney Advertising, 1 (July 1997) <http://www.flabar.org/flabar/ information/Background/bip4.html>.
9 ABA Commision on Advertising, Lawyer Advertising at a Crossroads 29 (ABA Press, 1995).
10 Id.
11 This comment is based upon the author's discussions with several attorneys through out the Midwest portion of the United States.
12 See Supra Note 8; "[I]t is clear that advertising is a mojor factor in the delivery of legal services, especially to the poor. While 70 to 80 percent of those who have used a lawyer found the lawyer through some form of personal referral, an increasing number of people find their lawyers through impersonal methods such as lawyer referral services, prepaid services and group legal plans and advertising." American Bar Association Commission on Advertising, Lawyer Advertising at the Crossroads 3-4 (1995).
13 Adam R. Kegley, Note, Regulation of the Internet: The Application of Established Constitutional Law to Dangerous Electronic Communication, 85 Ky. L.J. 997, 1000 (1997)(citing John S. Zanghi, "Community Standards" in Cyberspace, 21 U. Dayton L. Rev. 95, 106 (1995).
14 Id. (citing Amy Knoll, Comment, Any Which Way But Loose: Nations Regulate the Internet, 4 Tul. J. Int'l & Comp. L. 275, 276).
15 Marc L. Caden & Stephanie E. Lucas, Comment, Accidents On the Information Superhighway: On-Line Liability And Regulation, 2 Rich. J.L. & Tech. 3, 4 (Feb. 13, 1996) <http://www.urich.edu/~jolt/v2i1/caden_lucas.html> (citing John W. Verity & Robert D. Hof, The Internet: How it Will Change the Way You Do Business, Bus. Wk., Nov. 14, 1994, at 80).
16 Id. (citing Brian Livingston, The Mother of All
Networks: Internet, P.C. Computing, Apr. 1994, at 180).
17 Id. at 5 (citing Phillip E. Courtney,
Untangling the Internet, Ent. Sys. J., Mar. 1995, at 16).
18 Id. (citing Verity & Hof, supra note 15).
19 Id.
20 What is the Internet? The Internet
is a world-wide information network connecting thousands of computers and
millions of users. The Internet is more than just a computer network
of machines and software; it is a communications medium. Users have
the ability to gather more information, select services, conduct business,
transact with others around the world, and much more. In fact, even
back in 1995, the Internet was already the fastest growing information
network, increasing at a rate of more than 10% per month! Author
Unknown, About the Internet, <http://www.gblhorizon.com/info/about_internet.html/>.
21 Susan Hallam, Misconduct on the
Information Highway: Abuse and Misuse of the Internet, in Ethics, Information
and Technology Readings 241 (Richard N. Stichler & Robert Hauptman
eds., 1998).
Nearly 26 million people over
the age of 18, or about 13 percent of all American adults, have home Internet
access. Carol McGarvey, Just the Facts, The Des Moines Register,
Feb. 1, 1998.
22 Today, an individual sitting down
at his home computer who decides to "surf the Web" is presented with a
plethora of opportunities. In fact, you can now find information
on the Internet for just about any topic imaginable. For instance,
a history buff could search for information on his or her family's genealogy
by visiting a site with almost 30,000 links to genealogy sites on the World
Wide Web. See <http://www.CyndisList.com/>. A fan of the
most famous English bard would be able to read from Shakespeare's complete
compilation of works at <http://the-tech.mit.edu/Shakespeare/works.html/>.
An art aficionado could experience numerous masterpieces by Michelangelo
ranging from his sculpture of "David" to the painting of the "Ceiling of
the Sistine Chapel" at <http://mirrors.telepac.pt/CJFA/michelan/index.html/>.
Furthermore, a shopper in need of clothes wants to avoid the hassles of
a shopping mall can quickly type <http://www.jcrew.com/>. Finally,
a world or domestic traveler can plan their own trip to any destination
while ensuring the cheapest airfares in the process by visiting <http://www.travelresdirect.com/>.
23 Steve Halvonik, Lawyers in Space, Executive Report, Jan. 1, 1998 (adding that "real estate companies, car dealers, pornography purveyors, computer salesmen and newspaper and magazine publishers have led the way in developing eye-catching web pages and generating on-line business interactions").
24 According to a survey released
last November by the Travel Industry Association of America, approximately
13.8 million Americans use the Internet to make vacation plans. Another
report released in February by Jupiter Communications, a New York news
media research firm, found that travel is the number-one spending segment
for the on-line consumer market. In 1997 alone, Internet users booked
$827 million in travel on-line. And as more people get hooked up
to the Internet, Jupiter predicts that on-line travel sales will climb
to $8.9 billion by 2002. Christine Riccelli, Flying the Web, The
Des Moines Register, Mar. 15, 1998, in Travel; Joel Smith, On-line Travel
Booking Growth Hits Stratosphere, The Des Moines Register, Mar. 2, 1998,
in Metro Business. For an excellent example of how easy it is to
check flight departure, arrival, and fare information, see <http://www.travelresdirect.com/>.
Furthermore, while only a marginal
number of consumers actually purchase cars on the Internet, many more are
using the resources available to arrive at a car lot feeling well informed.
This is not difficult to accomplish since there are already more than 200
web sites with automotive information, with numbers multiplying rapidly.
Many Shoppers Start Car Research on the Internet, The Des Moines Register,
Nov. 23, 1997, in On the Road. For an excellent example, see <http://www.edmunds.com/>.
25 Susan Hallam, supra note 11, at
241.
26 About the Internet, supra note _____
.
27 Jane Applegate, Pioneering 'interpreneurs' forge ahead on Net, D.M. Register, July 27, 1998, at 12B. The article also points out that "[t]he number of small businesses that have home pages on the Web nearly doubled from 1996 to 1997, according to the 1997 National Small Business United/Arthur Andersen survey of small- and mid-sized companies." Id. "Big companies like Dell Computer Corporation use the Internet to sell $5 million worth of computers every day, and offer services like the new "Virtual Account Executive," which provides product demonstrations and on-line factory tours. Id.
28 117 S.Ct. 1104, 137 L.Ed.2d 307 (1997).
29 Peter Krakaur, Internet Advertising:
States of Disarray? Are Uniform Rules a More Practical Solution?,
New York Law Journal, 1 (Sept. 15, 1997) <http://www.nylf.com/tech/091597s4.html/>.
30 Cynthia Cotts, Sharp Rise in Web Sites By Largest Firms, Law Journal Extra, 1 (Oct. 6, 1997) <http://www.ljx.com/topstories/1002new2.html/>.
31 The Web, a subset of the Internet, is built upon the idea of hypertext and links. These links can be within the current document or to another document or service located on a remote Internet host. Therefore, a user is able to "jump" or "surf" from site to site with relative easy. See Author Unknown, The World Wide Web, <http://www.gblhorizon.com/info/about_www.html/>.
32 Cynthia Cotts, supra note 20, at 1. Mark Pruner, president of Web Counsel, an Internet consultancy based in White Plains, N.Y., said in the Fall of 1997 that, "I would bet money there are 3,000 law firms on the Net." Id. at 2. Pruner only sees this trend increasing, believing that some firms continue to resist an Internet presence because "older partners and their clients lack familiarity with the Web." Id. at 5. Still, he predicts that before long the holdouts will cave in. "After all," he said, "many of the decision-makers at big corporations now have e-mail and are relying on the Web to get information." Id.
33 While not the focus of this paper, the fact that each state adopts and enforces its own ethical code creates a tremendous problem when it comes to questions of jurisdiction and the internet. For example, assume that an attorney has an office in Moline, Illinois, but has a significant number of clients who reside in Davenport, Iowa. If he posts a web page, does his page have to conform to Illinois' rules alone? Illinois' and Iowa's? Any jurisdiction that he has clients in? Any jurisdiction he is likely to receive clients from? Any and all jurisdictions of the United States? These are difficult and largely unanswered questions.
34 Peter Krakaur, supra note 19, at 2.
35 Id. at 3.
36 Louise L. Hill, Lawyer Advertising 1 (1993). "For instance, when the first ship of the season arrived with a load of food, drink, or tools, mere informative notice that such goods had arrived would entice buyers in a market with no competition." Id.; see F. Presbrey, The History and Development of Advertising 154 (reprint 1968) (1929).
37 Id.; see 1 G. Rosden & P. Rosden, The Law of Adverting §1.01 (1973 & Supp. 1990).
38 Id. at 2.
39 Id.; see E. Kinter, A Primer on the Law of Deceptive Practices 4 (1971).
40 Id. at 15.
41 Adopted in 1791 as part of the Bill of Rights, the First Amendment to the United States Constitution states: "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances." U.S. Const. amend. I.
42 Id.
43 Valentine v. Chrestensen, 316 U.S. 52 (1942) (holding.........
44 316 U.S. 52 (1942).
45 Id.; This doctrine can be seen as recently as 1973 in Pittsburh Press Co. v. Pittsburgh Human Relations Commission, 413 U.S. 376 (1973).
46 Lori B. Andrews, Birth of a Salesman:
Lawyer Advertising and Solicitation 1 (ABA Press 1980).
Furthermore, Canon 27 of the
original Canons of Professional Ethics adopted in 1908 stated in part:
"The most worthy and effective advertisement possible, even for a young
lawyer, and especially with his brother lawyers, is the establishment of
a well-merited reputation for professional capacity and fidelity to trust...."
Canons of Professional Ethics, Canon 27, American Bar Association (1908).
47 Id.
48 Supra note 9, at 33.
49 Id.; See also, supra note 7.
50 If a right is found to be absolute, it is in a preferred position and, by definition, is not subject to judicial balancing. See R. Rotunda et al., Constitutional Law 942 (1991). The belief that the freedom of speech is not absolute, but rather subject to judicial balancing is the position adopted by the majority of the courts. See 1 G. Rosden & P. Rosden, The Law of Adverting §5.02 (1973 & Supp. 1990).
51 Louise L. Hill, supra note _____ , at 16 (citing Murdock v. Pennsylvania, 319 U.S. 105, 115 (1943)). See United States v. Carolene Products Co., 304 U.S. 144, 152-153 n.4 (1938).
52 Id.; see Whitney v. California, 274 U.S. 357, 375 (1927) (Brandeis, J., concurring).
53 Shelton v. Tucker, 364 U.S. 479, 488 (1960) (footnotes omitted).
54 Louise L. Hill at 17.
55 See Note, Constitutional Law---First Amendment Protection of Commercial Speech---Bolger V. Youngs Drug Products Corp., 32 Kan. L. Rev. 679, 685 (1984).
56 See Rotunda et al., surpra note ______
, at § 20.26.
57 Louise L. Hill, supra note ____ ,
at 24.
58 The principle that commercial speech is not entitled to First Amendment protection first arose in the 1942 case of Valentine v. Chrestensen, 316 U.S. 52 (1942) (upholding a New York sanitation ordinance which prohibited the distribution of commercial and business advertising matter). Notwithstanding, in the 1951 case of Breard v. Alexandria, 341 U.S. 622, 642, rehearing denied, 342 U.S.843 (1951), the Supreme Court stated that "[t]he fact that periodicals are sold does not put them beyond the protection of the First Amendment. The selling, however, brings into the transaction a commercial feature. The First and Fourteenth Amendments have never been treated as absolutes. Freedom of speech or press does not mean that one can talk or distribute where, when and how one chooses. Rights other than those of the advocates are involved. By adjustment of rights, we can have both full liberty and an orderly life."
59 333 F.Supp. 582 (D.D.C. 1971), aff'd sub nom. Capital Broadcasting Co. v. Acting Attorney General Kleindienst, 405 U.S. 1000 (1972). See Rotunda et al., supra note _____ , at § 20.31.
60 405 U.S. at 1000.
61 333 F.Supp. at 584.
62 Id. at 590 (Skelly Wright, J., dissenting).
63 Id. at 587.
64 See Rotunda et al., supra note ____
, at § 20.31.
65 Louise L. Hill, supra note ______
, at 28.
66 Id.; see C. Baker, Human Liberty and Freedom of Speech 25 (1989).
67 Louise L. Hill, supra note ______
, at 28.
In Pittsburgh Press Co. v. Pittsburgh
Comm'n on Human Relations, 413 U.S. 376, rehearing denied, 414 U.S. 881
(1973), a newpaper was charged with violating an ordinance which prohibited
the placement of advertisements in sex-designated columns, absent a bona
fide occupational exemption. The newspaper's stance was that the
regulation violated the First Amendment in that it limited the exercise
of the newpaper's editorial judgment. Id. at 381. The Supreme
Court determined that the mandate did not infringe on the First Amendment
rights of the newspaper, but in doing so, confirmed its position that editorial
decisions are protected, as is the free expression of views on ideas, whether
or not they are controversial. Id. at 391. Still, the Court
found the advertisments to be classic examples of commercial speech, noting
that illegal activity was involved. Id. at 385. When illegal
activity is involved, there is no First Amendment protection and the state
may restrict adverstisements which tout the illegal activity. Louise
Hill, supra note _____ , at 29.
Two years after Pittsburgh Press,
in the case of Bigelow v. Virginia, 421 U.S. 809 (1975), the Supreme Court
began to institute a principle compatable with that espoused in Pittsburgh
Press. The Bigelow Court held that a state cannot prohibit the advertising
of legal activity. Id. at 825-826.
68 425 U.S. 748 (1976); Even before
the Virginia Pharmacy case, the U.S. Supreme Court considered Bigelow v.
Virginia, 421 U.S. 809 (1975). Here, the Court held that Virginia
could not criminalize advertisements in Virginia newspapers of the availability
of abortions in New York. While this case seemed to cast a different
light on constitutional protection afforded commerical speech, there was
still some question since the case involved an independently constitutionally
protected activity.
69 Louise L. Hill, supra note ______
, at 31.
70 425 U.S. at 773.
71 Id. at 763-764.
72 Id. at 763. See S. Shiffrin, The First Amendment, Democracy and Romance 52 (1990).
73 425 U.S. at 466-67.
74 Id. at 769.
75 Id. at 770.
76 Id. at 773.
77 Louise L. Hill, supra note _____
, at 31.
78 Id. at 32. See Martin H. Redish,
Freedom of Expression 63 (1984); Daniel A. Farber, Free Speech Without
Romance: Public Choice and the First Amendment, 105 Harv. L. Rev. 554,
562 (1991).
79 Id. See Shiffrin, supra note _____ , at 53. See generally, Donald Lively, The Supreme Court and Commercial Speech: New Words with an Old Message, 72 Minn. L. Rev. 289 (1987).
80 Id. at 773 n.25.
81 Id.
82 The Court in Virginia Pharmacy expressly reserved this question, stating: "We stress that we have considered in this case the regulation of commercial advertising by pharmacists. Although we express no opinion as to other professions, the distinctions, historical and functional, between professions, may require consideration of quite different factors. Physicians and lawyers, for example, do not dispense standardized products; they render professional services of almost indefinite variety and nature, with the consequent enhanced possibility for confusion and deception if they were to undertake certain kinds of advertising." 425 U.S. at 733, n. 25.
83 433 U.S. 350 (1977).
84 L. Ray Patterson & Thomas B. Metzloff, Legal Ethics: The Law of Professional Responsibility § 14.04 (3rd ed. 1989).
85 433 U.S. 350 (1977).
86 Ohralik v. Ohio State Bar Association, 436 U.S. 447 (1978) (upholding the disciplining of an attorney who met with an injured victim while in the hospital).
87 Id.
88 447 U.S. 557 (1980).
89 Id.; "The order at issue had originally been promulgated during the energy shortage of the early 1970's when the State became concerned that it would not have sufficient fuel reserves to meet consumer demands for the 1973-74 winter." Louise L. Hill, Lawyer Advertising 63 (1993).
90 Id. at 64.
91 Concerning the first leg of the four-part
test, the Central Hudson Court stated that while the government may completely
curb misleading or deceptive advertising and commercial speech related
to illegal activity, all commercial speech that is not misleading, deceptive,
or related to unlawful activity is constitutionally protected and therefore
subject to a "more circumscribed" governmental power. 477 U.S. 563-64;
Hill, supra note ___ at 64.
92 477 U.S. at 566; See Hill, supra
note ___ at 64.
93 Hill, at 64.
94 Id. In the Central Hudson Court's opinion at 569-571, pointed out that the ban might conceivably prevent the utility from advertising "products and services that use energy efficiently.
95 Hill, supra note ____ , at 65.
96 Id.
97 455 U.S. 191 (1982).
98 Hill, supra note ___ , at 65. The attorney in R.M.J. was privately reprimanded for violating Missouri's version of DR 2-101(B) that allowed lawyers to "publish...in newspapers, periodicals and the yellow pages of telephone directories" a limited amount of information. 455 U.S. 191, 194 n.3 (quoting Mo. Rev. Stat., Sup. Ct. Rule 4, Addendum III (1997)).
99 455 U.S. at 205-06.
100 Id. at 206-07.
101 Id. at 206.
102 Id.
103 Hill, supra note ___ , at 66.
104 471 U.S. 626, 105 S.Ct. 2265 (1985).
105 In Zauderer, an attorney was disciplined
for two advertisements which he placed in newspapers. The first advertisement
informed readers that he would represent people charged with drunk driving
and would refund his fee if the client were convicted of the charge.
The Office of Disciplinary Counsel objected to this ad since state disciplinary
rules prohibited the representation of criminal defendants on a contingency
basis. Even though the attorney immediately withdrew the ad, the
Board of Commissioners continued reviewing the matter. In fact, the
Board did not find the offer of unethical service to be the deceptive component.
It found the deception in the possibility that the client would be convicted
of a lesser offense and still be responsible for fees. This scenario
was not stated in the ad. Hill, supra note ___ , at 67 (citing 471
U.S. 626, 629-30, 634 (1985)).
The second ad for which the
attorney was disciplined displayed an illustration of an intrauterine device,
accompanied by the heading "DID YOU USE THIS IUD?," and informed readers
that his firm was willing to represent females injured by their use of
the Dalkon Shield Intrauterine Device. Hill, supra note ___ , at
67 (citing 471 U.S. 626, 630-31).
106 Hill, supra note ___ , at 68 (citing
471 U.S. at 634).
107 Id.
108 Id. (citing 471 U.S. at 639-49).
109 Id. (citing 471 U.S. at 644, 648-49).
110 Hill, supra note ___ , at 68.
111 The Zauderer Court stated that
"[t]he value of the information presented in appellant's advertising is
no less than that contained in other forms of advertising---indeed, insofar
as appellant's advertising tended to acquaint persons with their legal
rights who might otherwise be shut off from effective accss to the legal
system, it was undoubtedly more baluable than many other forms of advertising."
471 U.S. at 646.
112 486 U.S. 466, 108 S.Ct. 1916 (1988).
113 Id.
114 Id.
115 Id. at 474.
116 Id.; See Ohralik v. Ohio State Bar Association, 436 U.S. 447, 470 (Marshall, J., concurring in part and concurring in judgment) (stating "[w]hat is objectionable about Ohralik's behavior here is not so much tha the solicited business for himself, but rather the circumstances in which he performed that solicitation and the means by which he accomplished it").
117 Shapero, 486 U.S. at 475.
118 aba, 29
Canon 27 of the original Canons of Professional
Ethics, adopted in 1908 stated in part: "The most worthy and effective
advertisement possible, even for a young lawyer, and especially with his
brother lawyers, is the establishment of a well-merited reputation for
professional capacity and fidelity to trust...." Canons of Professional
Ethics, Canon 27, American Bar Association (1908).
119 Iowa Supreme Court Board of Professional Ethics & Conduct vs. Wherry, 569 N.W.2d 822, 825 (Iowa 1997).
120 425 U.S. 748, 770-771 (1976)
121 Id.
122 433 U.S. 350, 97 S.Ct. 2691
123 American Bar Association Commission on Advertising,
Lawyer Advertising at the Crossroads: Professional Policy Considerations
1 (1995).
124 Id.
125 Id. at 2.
126 Id.
127 Committee on Professional Ethics v. Humphrey, 355 N.W.2d 565, 567.
128 See, Iowa DR 2-101(C).
129 Humphrey I, at 569.
130 Id.
131 Humphrey II, at 645.
132 Id. at 646.
133 Id.
134 Id.
135 Gary A. Kendra, Legal and Business Dimensions of Web Development, __ (Apr. 21, 1997) <http://www.collegehill.com/kendra.html>.
136 Marc L. Caden & Stephanie E. Lucas, Comment, Accidents On the Information Superhighway: On-Line Liability And Regulation, 2 Rich. J.L. & Tech. 3, 6 (Feb. 13, 1996) <http://www.urich.edu/~jolt/v2i1/caden_lucas.html>